政策法规现行有效美国海运规则

§ 515.25 Filing of proof of financial responsibility.

效力	法规类型	发布日期	生效日期	发文机构
现行有效	部门规章	2020-02-20	2020-02-20	Code of Federal Regulations (CFR) - Shipping (Title 46)

发布02-20

生效02-20

摘要总结AI 辅助解读

本条款规定美国联邦海事委员会（FMC）对持牌货运代理及无船承运人（NVOCC）提交财务责任证明的具体程序。核心要求包括：申请人获条件批准后，须向认证与许可局提交符合§515.21规定的财务责任证明，否则不予颁发执照；注册生效前需同时满足提交财务证明、填写Form FMC-1表格及公布运价三个条件。此外，NVOCC可在基础保证金之外，选择依据附录E或F提交可选的保证金附加条款（bond rider）。该规定直接影响相关企业的准入资格与合规成本。

(a) Filing of proof of financial responsibility — (1) Licenses. Upon notification by the Commission that an applicant has been conditionally approved for licensing, the applicant shall file with the Director of the Commission's Bureau of Certification and Licensing, proof of financial responsibility in the form and amount prescribed in § 515.21. No license will be issued until the Commission is in receipt of valid proof of financial responsibility.

- (2) Registrations. A registration shall not become effective until the applicant has furnished proof of financial responsibility pursuant to § 515.21, has submitted a Form FMC-1, and its published tariff becomes effective pursuant to 46 CFR part 520.

(b) Optional bond rider. Any NVOCC as defined in § 515.2(m)(2), in addition to a bond meeting the requirements of § 515.21(a)(2) or (3), may obtain and file with the Commission proof of an optional bond rider, as provided in Appendix E or Appendix F of this part.

[80 FR 68736, Nov. 5, 2015, as amended at 84 FR 62468, Nov. 15, 2019]